Judging from the examination subjects, the securities qualification examination has two subjects, which are named "basic laws and regulations of securities market" and "basic knowledge of financial market" respectively. The fund qualification examination includes fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds and basic knowledge of private investment funds.
From the examination category, the securities qualification examination is divided into three categories, namely, the general securities qualification examination, the special business qualification examination, the securities investment consultant competency examination and the sponsor representative competency examination. The fund employment examination is divided into three categories, namely, fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds and basic knowledge of private investment funds.
The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments.
Since 2003, the qualification examination for fund practitioners, as a part of the qualification examination system for securities practitioners, has been organized and implemented by China Securities Association.
20 15, 1 At the end of the year, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of China Securities Regulatory Commission (Caishui [2015] No.20), which clarified the fees for fund industry associations to organize the qualification examination for fund practitioners, and the qualification examination for fund practitioners was officially handed over from the securities industry association to the fund industry association.