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What are the main contents of listing counseling?
What are the main contents of listing counseling?

The content of listing counseling should be determined by counseling institutions on the basis of due diligence, according to the relevant laws, regulations and rules of listing and the necessary knowledge of listed companies, aiming at the specific situation and actual needs of enterprises, mainly including the following aspects:

(1) Organize the directors, supervisors and senior managers (including managers, deputy managers, secretaries of the board of directors, financial officers and other senior managers) and other shareholders (or their legal representatives) who hold more than 5% of the shares to participate in the study, training and examination of basic securities knowledge such as laws and regulations on issuance and listing, standardized operation of listed companies, and urge them to,

(2) Urge enterprises to initially establish corporate governance structure and standardize their operations in accordance with relevant regulations, including formulating articles of association that meet the listing requirements, standardizing the company's organizational structure, improving the internal decision-making control system and incentive and restraint mechanism, and improving the company's financial accounting system, etc.

(3) Check whether the establishment, restructuring and reorganization, equity creation and transfer, capital increase and share expansion, asset evaluation and capital verification of the joint-stock company are legal, whether the property right relationship is clear, and whether the legal ownership of trademarks, patents, land, houses and other assets is properly handled.

(4) urge enterprises to operate independently, so that their business, assets, personnel, finance and institutions are independent and complete, their main business is prominent, and their core competitiveness is formed.

(5) Urge enterprises to standardize their relations with controlling shareholders and other related parties, properly handle the problems of horizontal competition and related party transactions, and establish a standardized decision-making system for related party transactions.

(6) Urge enterprises to form clear business development goals and future development plans, and make feasible plans for investment and other investment projects in Public Offering of Fund.

(seven) to comprehensively evaluate whether the enterprise has the conditions for issuance and listing, diagnose and solve problems.

(8) Assist enterprises to prepare for initial public offering. Counseling institutions and enterprises can negotiate to determine the focus and implementation means of counseling at different stages. In the initial stage of counseling, the focus can be on in-depth investigation to form a comprehensive and specific counseling program; In the middle stage of counseling, the focus is on studying and training, diagnosing and solving problems; In the later stage of counseling, the focus is to complete the counseling plan, evaluate it, and prepare for the initial public offering application documents. ;