According to the regulations of China Securities Industry Association, candidates can apply for the securities qualification certificate as long as they pass two subjects of the general qualification examination, namely "Basic laws and regulations of the securities market" and "Basic knowledge of the financial market".
Additional information:
Candidates who pass the comprehensive qualification examination can also continue to take the vocational qualification examination and the senior management qualification examination.
1, and the corresponding examination subjects are set for each vocational qualification examination 1. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.
2. The qualification examination for senior executives is mainly aimed at the senior managers of securities institutions to be employed. There are 1 examination subjects in each management qualification examination, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.