1. Self-inspection report on integrity and self-discipline of bank employees
In order to conscientiously implement the spirit of the Notice on Carrying out the Self-inspection of Network Security of Banking Financial Institutions forwarded by the State Banking Regulatory Bureau, the Bank specially held a meeting on the theme of network security, and drafted a network security responsibility system and related rules and regulations, which were uniformly managed by the scientific and technological departments of the Bank, and each department was responsible for its own network security work. Strictly implement the network security regulations and take various measures to prevent the occurrence of security accidents. Generally speaking, banks have done a solid job in network security and achieved good results. In recent years, no leaks have been found. Management of computer confidential information.
Since the beginning of this year, the bank has strengthened organizational leadership, publicity and education, implemented work responsibilities, strengthened daily supervision and inspection, and managed classified computers. Used to manage computer magnetic media (floppy disk, U disk, mobile hard disk, etc.). ), take special personnel to keep confidential files alone, and it is forbidden to bring magnetic media containing confidential contents to computers on the Internet to process, store and transfer files, thus forming a good security and confidentiality environment. Confidential computers have been physically isolated from the Internet and other public information networks, and security measures have been implemented in accordance with relevant regulations. So far, there has not been a computer leakage accident.
Second, computer and network security.
The first is network security. The bank is equipped with anti-virus software and network isolation card, and has taken security protection measures such as strong password, database storage and backup, mobile storage device management and data encryption. , clear the responsibility of network security, strengthen the network security work.
Second, in daily management, do a good job in the "five-layer management" of intranet, extranet and application software, ensure that "confidential computers are not connected to the Internet, and computers connected to the Internet are not classified", and manage, maintain and destroy CDs, hard disks, U disks and mobile hard disks in strict accordance with the requirements. Focus on the "three major security" investigations: First, hardware security, including lightning protection, fire prevention, theft prevention and power connection; The second is network security, including network structure, security log management, password management, IP management, online behavior management and so on. Third, application security, including mail system, resource management, software management, etc.
Three, the use of hardware equipment is reasonable, the software setting is standardized, and the equipment is in good running condition.
Anti-virus software has been installed in all terminals of the Bank, and the application of system-related equipment has been standardized. The use of hardware equipment conforms to the relevant national product quality and safety regulations, the hardware operation environment of the unit meets the requirements, and the basic equipment such as printer accessories and ribbon racks are original products. Lightning protection grounding wire is normal, defective lightning protection socket has been replaced, lightning protection equipment is basically stable, and there is no lightning accident; UPS basically works normally. The website system is safe and effective, and there are no security risks.
Fourth, communication equipment is operating normally.
Our network system is reasonable in structure and configuration, and complies with relevant safety regulations; All kinds of hardware equipment, software and network interfaces used in the network were put into use only after passing the safety inspection and appraisal, and they have basically operated normally since installation.
Five, strict management and standardization of equipment maintenance.
Our bank implements the management system of "who uses, who manages and who is responsible" for computers and their equipment. In terms of management, the first is to adhere to the principle of "managing people by system". The second is to strengthen information security education and improve employees' computer skills. At the same time, the publicity of network security knowledge was carried out in the industry, which made all employees realize that computer security protection is an organic part of the work of "three defenses and one guarantee". Moreover, under the new situation, computer crime will become an important part of security work. In terms of equipment maintenance, a network equipment fault register and a computer maintenance table are specially set up to register equipment faults and maintenance and deal with them in time. For foreign maintenance personnel, it is required to be accompanied by relevant personnel, and their identity and handling situation should be registered to standardize the maintenance and management of equipment.
Sixth, safety education.
In order to ensure the safe and effective operation of the Bank's network and reduce virus intrusion, I conducted training on network security and system security. During this period, we conducted a detailed consultation on computer-related problems encountered in practical work and got a satisfactory answer.
Seven, self-examination problems and rectification opinions.
We found some weak links in the management process, and will improve in the following aspects in the future.
(a) for irregular lines, exposed, immediately rectification lines within a time limit, and do a good job of rat prevention and fire safety.
(two) to strengthen equipment maintenance, timely replacement and maintenance of faulty equipment.
(3) During the self-examination, it was found that individual personnel were not aware of computer security. In the future work, we will continue to strengthen computer security awareness education and prevention skills training, so that employees can fully realize the seriousness of computer cases. Combine civil air defense with technical defense, and do a good job in network security of the unit.
2. Self-inspection report on honesty and self-discipline of bank employees
According to the safety system of self-service equipment in rural banks, the special safety self-inspection of self-service equipment was carried out, and the relevant information is now reported as follows: 1.
Up to now, rural banks have installed 3 self-service devices, including 3 through-wall ATMs, which are installed in the business department of the head office, Qingyun branch and Qibu branch respectively. There is no offline ATM.
Second, the self-inspection work
(1) fill in the ATM daily patrol register in a standardized way, so as to check it three times a day. The Register of Cash Errors of Self-service Equipment in Village Banks was filled in correctly, and the Register of Daily Operation and Maintenance of Self-service Equipment in Village Banks was filled in. Some tellers' personal seals were missing, and they have been rectified on the spot in time.
(2) Self-service equipment of rural banks are equipped with 24-hour video monitoring devices to record the front images of customers in the transaction process, the images during deposit and withdrawal and the cash filling process. The playback images are clear, and there is no customer password and security password to operate the images. The image information includes the date and time.
(three) the equipment management personnel change the password and record it according to the regulations, change the password regularly, and save the backup password as required.
(4) After the key is used, it shall be stored as required; Spare keys should be sealed and kept; Handover shall be recorded as required.
(5) After the cash application is confirmed by the accounting supervisor, it shall be operated according to the cash collection process, and the vouchers printed by the equipment and the pre-operation test vouchers shall be kept by special personnel.
(6) Monitor the whole process of banknote adding as required, double-point banknote adding and clear video recording. External monitoring data shall be kept for at least 1 month, and internal monitoring data shall be kept for at least 3 months.
(seven) foreign personnel in and out of the registration according to regulations, and indicate the maintenance situation in the remarks column of the operation log; When maintaining the equipment, our staff will accompany us all the way.
(eight) according to the accounting requirements to properly keep journal bills.
(nine) machines and tools are clean, and there are no suspicious devices and stickers around. Install customer operation tips and safe card tips as required, so as to be standardized and clean.
(ten) when adding money, stop adding money, double operation, the password key by the person in charge; Cash sorting should be carried out in a closed environment; Count the cash in the waste money box, recycling box, deposit box and withdrawal box as required, and conduct withdrawal test after adding money.
Three, the problems existing in the self-examination and rectification.
(a) when checking the register, individual tellers missed their personal seals and corrected them on the spot in time.
(2) During the inspection, it was found that there was slight water seepage in the through-the-wall ATM of the business department of the Head Office, and the reason was immediately found out and rectified.
(3) During the inspection, it was found that the through-wall ATM explosion-proof lamp in the business department of the Head Office was damaged due to long-term operation, and the office was informed to purchase and install it.
The above is the special safety self-inspection of self-service equipment in rural banks. In the future, rural banks will also strengthen the special safety self-inspection of self-service equipment and establish an effective self-service equipment management mechanism to ensure the safe and stable operation of self-service equipment.
3. Self-inspection report on honesty and self-discipline of bank employees
According to the Notice of the General Office of the China Banking Regulatory Commission on Special Inspection of Self-service Equipment of Banking Financial Institutions issued by the General Office of the China Banking Regulatory Commission, our community sub-branch attaches great importance to this work, and organizes employees to learn the spirit of the notice at the end of the day, and then conducts discussions and self-examination according to their own work conditions after the meeting. The self-inspection and rectification are hereby notified as follows: 1. The object and scope of self-inspection.
The self-service equipment of our community branch is walking through the wall.
Second, the content of self-examination
(1) Basic management:
1. Our community branch insists on checking the operation of self-service equipment twice every morning and evening to ensure the normal operation of self-service equipment 24 hours a day.
2. Machines and tools are cleaned every day, and self-service equipment is maintained regularly. Customer operation tips and safety card tips have been installed as required, so as to be standardized and clean.
3. When adding banknotes, stop adding banknotes and double operation, and the password key is in charge; Cash sorting should be carried out in a closed environment; According to the requirements, the cash in the waste banknote box, the banknote deposit box and the withdrawal box should be counted separately, and the withdrawal test should be carried out after adding banknotes.
4. Monitor the whole process of banknote adding as required. Double banknotes are added, and the video is clear. The monitoring video has been checked three times a month.
5. Self-service equipment managers change passwords and record them according to regulations, change passwords once a month, and back up passwords and keys as required. Keys should be stored in the warehouse (cabinet) as required after use; Spare keys shall be sealed and kept as required; Handover shall be recorded as required.
6. The replacement of the self-service equipment manager and the cashier shall be filed in strict accordance with the requirements of the headquarters and recorded as required.
7. Our community sub-branch strictly implements the business management system and operation flow of self-service equipment formulated by the headquarters to ensure the normal operation of self-service equipment.
8, strictly implement the headquarters unified self-service equipment safety system and operating procedures.
9. There are partition baffles and rice noodles in the customer operation area, so that depositors can use the card safely and safely.
10, the administrator and banknote adder have completely mastered the operation skills such as banknote adding, machine operation, password modification and monitoring.
1 1, patrol four times a day to ensure that there are no suspicious devices, stickers and false advertisements around.
(2) Construction of safety facilities:
1, video monitoring device has been installed, which can clearly see the front image of customers and record the filling process of banknotes at the inlet and outlet in real time; The replayed video shows the customer's facial features, and the images of the cash filling process at the cash entrance and exit are clear.
2. A peep-proof cover is installed, and all cameras can't see the password operation of customers.
3. Digital video recording equipment is used for image data recording.
4. The video image is superimposed with time and date information, and the data is stored for more than 30 days.
5. The headquarters installed safety tips and 24-hour service telephone.
6. The time of video monitoring system should be synchronized with the time of self-service equipment.
7. There is an independent user operation area with wires, peep-proof covers and peep-proof baffles.
8. Self-service equipment adopts solid bricks.
In the future, our community sub-branch will further organize employees to learn the safety precautions of bank self-service equipment and self-service banking. Strictly implement the self-service equipment safety prevention system and operating procedures formulated by the headquarters. Improve employees' ideological understanding, enhance the ability of risk prevention and control, and operate in strict accordance with the requirements of the headquarters and relevant system norms to ensure the safe operation and steady development of self-service equipment business in our community sub-branches.
4. Self-inspection report on honesty and self-discipline of bank employees
In order to improve the quality of work, improve work efficiency, reduce work mistakes, put an end to bad behavior, and then strengthen the prevention and control of integrity risks, Associated Press carried out this personal work self-inspection. I check myself against the implementation of the system and the standardization of operation, and check and correct myself from the aspects of ideology and morality, job responsibilities, business processes, institutional mechanisms and so on. The following is my summary and reflection on my work. First, moral and ideological aspects.
I can consciously study the national financial policies and regulations and the spirit of the documents issued by the Associated Press, strengthen the study of political theory and strengthen the ideological defense. Since joining the club, I have learned the necessity of preventing and controlling the risk of clean government through in-depth study of relevant rules and regulations, operational procedures and clean government culture training. Through the practical study of case prevention, taking typical cases as negative teaching materials, we fully realize the serious harm of cases.
Second, the job responsibilities
I can obey the work arrangement of the leader, conscientiously implement various rules and regulations and operating procedures, have a sense of responsibility and overall situation in my work, and pay attention to cultivating my comprehensive quality and working ability in my work. Earnestly perform their duties, work hard and consciously put an end to idleness. Able to complete their own work and tasks assigned by leaders on time and with good quality; At the same time, I can consciously study hard, constantly improve my professional and technical level, constantly update my knowledge, and earnestly fulfill my responsibilities and obligations.
Third, business processes.
I can earnestly perform my duties at work, manage computers, keep teller cards and passwords, keep accounts at that time, roll up accounts every day and check the total score. When handling deposit and withdrawal and transfer business, you can make inquiries according to regulations; When receiving large amounts of cash, they are required to show their certificates and register in time, and large amounts are examined and approved according to their authority; In the process of opening an account, canceling an account, reporting the loss of the unexpired withdrawal of time deposits, etc., it can be implemented in accordance with relevant regulations; Implement the system of double review, double account rolling and double reconciliation, and stick to the post without leaving the post; Implement seal and voucher management, manage important blank vouchers, timely count and carefully write off; When you leave your job temporarily, you should put your seal and certificate in the box. After the business is over, the accounts should be carefully checked, and important blank vouchers should be put into storage.
Fourth, institutional mechanisms.
Be able to handle the receipt, payment and transfer of cash and valuable documents in accordance with national financial regulations, relevant laws and regulations and cash management regulations, correctly handle the exchange of broken coins, and strictly control the inventory limit, even if the cash transfer is remitted; Can consciously strengthen counter supervision, strictly examine the elements of vouchers, and do a good job in anti-counterfeiting; Correct use of relevant registration books, so that accounts, accounts and payments are consistent; Handle long and short bills in strict accordance with regulations, and report any errors in time; In strict accordance with the relevant provisions of the Measures for the Administration of Teller's Access Card in Comprehensive Business System of Guangdong Rural Credit Cooperatives, properly keep the teller's card and password, so as to achieve strict custody and compliance operation.
Verb (abbreviation of verb) measures to prevent and control the risk of clean government
Strengthen bank employees' awareness of prevention and control of integrity risks and participate in regular training. Strengthen the system construction and improve the accounting internal control system. Grass-roots banks should clean up the existing business system according to the rules and regulations of the head office, on the basis of in-depth investigation and their own actual situation, and establish a unified and standardized teller post responsibility system and business operation process on the basis of comprehensive consideration of various business characteristics. Every step and every link of every business is designed in a standardized way and implemented in operation through authorization and restraint mechanisms. For example, strengthen personnel exchanges and contacts between different positions, different departments and different institutions. Business services of the same customer cannot be handled by fixed personnel for a long time.
5. Self-inspection report on honesty and self-discipline of bank employees
In order to standardize the operation of online banking, guard against risks and ensure the healthy, rapid and standardized development of online banking in our branch, our branch organized a special person to conduct a comprehensive self-examination of all online banking operations and basic management signed by our branch from April 26th to 28th. The inspection content includes three aspects: customer signing management, daily maintenance management, and information preservation of online banking business. The self-inspection is now reported as follows: 1. Personal online banking.
From the opening of online banking in 20XX to April of 20XX, the Bank * * * registered XX personal online banking account, added XX personal online banking account, cancelled XX personal online banking account, reset XX personal online banking password and cancelled XX personal online banking account. Personal customers sign online banking contracts with complete information and correct application forms, all of which are handled by myself and signed by me; Personal online banking account, certificate and online banking account cancellation are all operated in accordance with relevant regulations. The daily maintenance business of personal online banking is submitted by the customer himself, and the contents of the previous application form are filled in correctly and completely.
Second, corporate online banking business
The inspection contents of enterprise online banking mainly include: whether the online banking information is complete, whether the filling content is correct and complete, whether the signature is complete and accurate, whether it has been approved and signed by the credit department, whether the relevant settings in the online banking background management system are correct and complete, whether they are consistent with the application contents in the enterprise customer application form, whether the online banking transaction flow is printed after all the settings in the online banking background management system are completed, whether it is saved in accordance with relevant regulations, and whether it is operated by two people.
From the launch of online banking in 20xx to April in 20xx, our bank signed a XX account for corporate online banking and reset the login password of corporate online banking account to XX account. * * * XX households with data problems. The main problems are as follows:
1, incomplete signature, ***XX households, XX households have been rectified, and there are still XX households to be rectified.
2. No one can sign ***XX accounts, all of which are customers who signed before receiving the notice from the head office. Under the coordination of the sub-branches, the account managers are responsible for contacting the customers to sign up. At present, XX households have been rectified, and the account manager is still in contact.
3. The information is incomplete. If the ***XX householder does not have a customer login name, the ***XX household without a login name is being filled in by the handling personnel to contact the customer.
III. Daily Maintenance and Data Storage
The inspection contents mainly include whether the operation of the online banking background management terminal is correct, whether the transaction flow is printed and incorporated into the subpoena management after the operation is completed, whether the landing business is handled in time, whether the processing flow is in compliance with the regulations, whether the corporate customer reply form is printed in time, whether the corresponding register is set for the enterprise online banking certificate collection and online banking password reset, and whether the online banking materials are kept by special personnel and bound in time.
Since the online banking was launched, our sub-branch has set up online banking operators and reviewers respectively, and designated special personnel to handle the daily business and landing business of online banking. In 20xx, after receiving the notice from the Head Office, we set up an online banking certificate collection and password reset register. Online banking materials are kept by special personnel and bound regularly.
After this self-inspection, the risk awareness of the online banking managers of our branch has been effectively improved, and the online banking business has been further standardized, which has provided a guarantee for the healthy, rapid and standardized development of the online banking business of our branch.